Compliance Officer at Hire Resolve

Company: Hire Resolve

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Hire Resolve

Industry: Consulting

Posted: Sep 8, 2025

Deadline: Not specified

Job Type: Full Time

Qualification: Bachelors

Experience: 3 – 4 years

Location: Gauteng

City: Johannesburg

Field: Law / Legal

Job Description

  • A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

  • Compile compliance and statistical reports to the business, clients, and regulators
  • Ensure implementation and maintenance of the compliance risk management and monitoring plan
  • Monitor primary legislation impacting the business
  • Analyse, interpret, and implement new legislation
  • Review all marketing material in accordance with Board Notice 92
  • Address compliance queries from the business
  • Manage compliance projects from start to finish
  • Ensure the application of Treating Customers Fairly (TCF) outcomes
  • Maintain FAIS compliance procedures and manuals
  • Maintain the key individual / representative register
  • Monitor and report on all FAIS matters to the business and the regulator

Requirements

  • Relevant qualification such as BCom Law or LLB
  • Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II
  • RE 1 Certificate
  • 3–4 years’ compliance experience in the financial services industry
  • Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules
  • Strong corporate compliance knowledge and skills
  • Own transport and valid driver’s licence (travel to adviser offices required)
  • Computer literacy in MS Office

Click here to apply

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